The Administrator may impose disciplinary action against a registrant when the registrant has:__________. a) violated the provisions of federal securities law b) engaged in unethical practices, even if no law was broken c) failed to properly supervise an employee who committed prohibited practices as defined by the act failed to lend money to a very good client

Answers

Answer 1

Answer: c. failed to properly supervise an employee who committed prohibited practices as defined by the act failed to lend money to a very good client

Explanation:

Corrections are given to individuals who fail to carry out their task on those they're supervising. The registrant is supposed to monitor carefully the housing project and ensure they are no failure in those who are supposed to supervise employees. Failure to do so attracts discipline from the administrator.


Related Questions

Which of the following describes a major limitation of cross-sectional research? Multiple Choice In a cross-sectional study that compares IQ scores, the difference in IQ scores of 25-year-olds and 45-year-olds is due to the 45-year-olds having taken the same test at several points in time. In a cross-sectional study that compares IQ scores, the difference in IQ scores of 25-year-olds and 45-year-olds is due to differences in their life experiences. In a cross-sectional study, the participants may move or die before the study has been completed. In a cross-sectional study, the researchers incur significant expenditure of time as he or she waits for the participants to get older.

Answers

Answer:

In a cross-sectional study that compares IQ scores, the difference in IQ scores of 25-year-olds and 45-year-olds is due to differences in their life experiences

Explanation:

A cross sectional research is a research that studies a population at a specific point in time. e.g. what is the effect of smoking on the health of males between the ages of 18 - 45 years in 2020

A major limitation of a cross sectional research is that in a cross-sectional study that compares IQ scores, the difference in IQ scores of 25-year-olds and 45-year-olds is due to differences in their life experiences.

The limitation of a cross sectional study is the fact that it only gives information at a particular or short period of time.

In a cross sectional study, data about the population is viewed only at a particular point in time. The outcome and the exposures in the study are viewed at the same point in time in the study.

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When we say the media have the power of agenda setting or filtering, we mean that Group of answer choices the media shape which topics the government must deal with. the media can affect how people view a topic or form opinions on a topic. the media are responsible for making sure that government officials do not give in to corruption. the media should not take sides on issues if they can at all help it.

Answers

Answer: the media shape which topics the government must deal with

Explanation: The media possess a great deal of power and influence as they remain a solid force in ensuring the retrieval and passage of information to the appropriate authorities and channels. However, even though the media receives a great deal of information spanning through different topics, areas and sectors. At this point, the media through it's power may have to prioritize some informations more than the other. This process of giving more relevance to one information or need to the other may be explained as filtering or agenda setting whereby prioritized information are repeatedly aired and energized prompting the government to place more emphasis in dealing with such issues before others.

"Ann's young son suffers from allergies and complains about his watery eyes and sneezing. When Ann saw an ad for a new drug that counters these symptoms in Martha Stewart Living magazine, she planned to ask his doctor about this product on her son's next visit. Ann is at which stage in the hierarchy of effects

Answers

Answer:

The answer is the cognitive stage.

Explanation:

The hierarchy of effects is broken down into three major parts, cognitive, affective and conative strategies. They involve awareness and knowledge of a product, then liking and preferring the product and lastly actually buying the product.

As we can understand from the example, she saw the ad in a magazine and is thinking about asking to his doctor about it so she is aware of the existence of the drug, which puts her in the cognitive stage.

I hope this answer helps.

Amy is a young woman who is very competitive and comes from a high-achieving, wealthy family. She is very social and likes the fact that she is quite popular. She believes that her popularity is dependent on the weight and shape of her body. Amy has a boyfriend but worries that she may care more about their relationship than he does. The feature that puts Amy most at risk for an eating disorder is her

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Answer:

a) belief that her weight and body shape influence her popularity'

Explanation:

explain any four basic values of Indian constitution as mentioned in the Preamble to Indian constitution.

Answers

Answer:

The preamble provides a key to unlock and explore the spirit of our Constitution. ... The values expressed in the Preamble are sovereignty, socialism, secularism, democracy, republican character, justice, liberty, equality, fraternity, human dignity and the unity and integrity of the Nation.

Explanation:

Applying the median-voter model and assuming that there are equal numbers of voters supporting each stadium, we would expect:________ a. stadium C to be built, but this would not be the most socially efficient outcome. b. stadium C to be built, which would be the most socially efficient outcome. c. no stadium to be built, because of political gridlock. d. stadium D to be built because it produces the most socially efficient outcome.

Answers

Answer the question on the basis of the following table that shows the total costs and total benefits facing a city of five different potential baseball stadiums of increasing size. All figures are in millions of dollars.

Stadium Total Cost Total Benefit

A $80 $140

B 100 200

C 130 250

D 165 290

E 220 300

Applying the median-voter model and assuming that there are equal numbers of voters supporting each stadium, we would expect

Answer:

a. stadium C to be built, but this would not be the most socially efficient outcome.

Explanation:

The median voter model, is a term that describes a situation in which a form of majority rule voting system determines the eventual outcome wanted majorly by the median voter.

This is a means of trying to reach conclusion based on median rule, most specifically, when equal number of voters are supporting different alternatives.

Hence, in this case, using median voter model will ensure that stadium C is built, however, stadium E would be most socially efficient outcome.

an authoritative source of information that interprets and/or analyzes a primary source

Answers

An authoritative source of information that interprets and/or analyzes a primary source sedentary a word that is used to describe settled communities or societies

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Aaron, a premed student, received an A on his anatomy and physiology exam. He told his roommate that though he had studied for the exam, and it was mostly just good luck that the professor had asked so many questions that he understood. Because Aaron attributes his success to luck rather than his own hard work, Aaron appears to have ____________.

Answers

Answer: An external locus of control

Explanation: Individuals with external locus of control are simply those who believe or are of the opinion that external factors Plays a huge role in the outcome of their endeavor and as such success or failure hinges more on external constraint beyond their control rather than their own personal ability. This is evident in Aaron's comment after had succeeded in his Anatomy and physiology exams obtaining A after having studied hard. However, he still believed that luck, an external factor played an important role in his success. Other external factors may include bias, circumstance and so on.

Distinguish between civilized and uncivilized societies​

Answers

Answer:

The difference between civilized and uncivilized socities are as follow

Explanation:

Civilized socities are that type of society which is highly developed in education ,Culture etc.

Uncivilized socities are that type of socities which is undeveloped as crude ,barbarous wild and uncultured.

thank u

There is a great prospect of religious tourism in Napal.Justify

Answers

Answer:

Explanation:Yes,it’s true that there is a great prospect of religious tourism in Nepal.As we can see there is diversity in the religions in Nepal.People living in same community are Hindu ,Muslim ,Christian etc . But because of these also there is no sort of fight and quarrels in the name of religion. They celebrate each other festivals with great joy .So ,from this we can say there is a great prospects of religious tourism.

Along with most ancient Greek philosophers, Ptolemy believed that the earth was at the center of the universe. Against this ancient and long-lasting tradition, Copernicus asserted the notion that the sun was at the center of the solar system. Thomas Kuhn would call this an example of:_________.A) a paradigm shift,as it challenged the existing paradigm of the day.B) how normative science triumphs over biased science.C) a normal scientific discovery,because it gathered new and useful information.D) the power of facts to correct errors.

Answers

Answer: A. a paradigm shift,as it challenged the existing paradigm of the day

Explanation:

A paradigm shift is a major change that occurs in the practices and the concepts of how something works.

Since Ptolemy believed that the earth was at the center of the universe while Copernicus asserted the notion that the sun was at the center of the solar system. Thomas Kuhn would call this an example of paradigm shift.

After reading many books and magazine articles about tennis star Serena Williams, fourth grade student Caroline pretended that she was Serena Williams and she began writing journal entries using the viewpoint of the famous athlete. Caroline's writing is an example of a: Group of answer choices

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Answer: Simulated journal

Explanation: Having learnt or read about a person or celebrity, one may decide to imitate or emulate some of the individual's ideology or behavior. In the scenario above, Caroline decided to imitate and take after Serena's perceptions and ideas. Putting a viewpoint synonymous with that of such individual into writing after having read about them is called a simulated journal, a writing which is intended to follow in the footsteps or ideology of a certain individual which one decides to pretend to be.

The Constitution requires a census for the purposes of __________ and taxation. A. deciding where to build new roads B. determining the nation’s total income C. military service D. congressional apportionment

Answers

Answer:

D. congressional apportionment

Answer: D

Explanation:

I took the test can you give branlist

At a recent school board meeting, a group of parents spoke out on the issue of the poor quality of the district's schools. They demanded the formation of charter schools that emphasized a rigorous, traditional curriculum and teacher-centered classrooms. These parents most closely resemble:

Answers

Complete Question:

At a recent school board meeting, a group of parents spoke out on the issue of the poor quality of the district's schools. They demanded the formation of charter schools that emphasized a rigorous, traditional curriculum and teacher-centered classrooms. These parents most closely resemble:

Group of answer choices.

A. Zealots

B. Reformers

C. Entrepreneurs

D. Ideologues

Answer:

A. Zealots.

Explanation:

In this scenario, At a recent school board meeting, a group of parents spoke out on the issue of the poor quality of the district's schools. They demanded the formation of charter schools that emphasized a rigorous, traditional curriculum and teacher-centered classrooms. These parents most closely resemble zealots.

Zealots can be defined as a group of people or individuals who are fanatical about their opinions, ideas, beliefs or views and they try to impose it on others. Thus, it ultimately implies that zealots are uncompromising and do not change their stance on a subject matter.

Hence, this group of parents who spoke out are zealots.

A regulator equipped with a conventional alternate-air-source second stage:________ a) Is the among the most widely used and readily understood type of alternate air source. b) Limits the receiver to using only the alternate-air-source second stage. c) Allows the donor to give either second stage to an out-of-air diver. d) Both the first and third answers are correct.

Answers

The correct answer is D) Both the first and third answers are correct.

A regulator equipped with a conventional alternate-air-source second stage is among the most widely used and readily understood type of alternate air source, and allows the donor to give either second stage to an out-of-air diver. d) Both the first and third answers are correct.

Here we are talking about scuba diving equipment. It is the regulator that allows the diver to breathe from the oxygen tank. It is of the utmost importance because the function of this piece of equipment is precisely to regulate the pressure of the air so the diver has no problems breathing while it is diving. Let's have in mind that the air contained in the oxygen tank is at high pressure. Without the regulator, it could be difficult for the diver to breathe and could put it at risk.

A person is a biological creature by birth.How does he change into a social creature?Explain

plz tell me this all answer plz​

Answers

A person becomes a social creature by socializing with people in the environment around them and beyond

What is Socialization?

Socialization can be defined as the process of relating with the environment and by so doing learning how to interact with it.

With Socialization, one can leave a meaningful life and contribute to the well-being of others.

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According to the psychometric approach to intelligence, Group of answer choices intelligence aids in adaptation to the environment. intelligence is made up of traits that vary and can be measured. intelligence is fixed at conception by genetic factors. intelligence is organized by stages or levels.

Answers

Answer:

intelligence is made up of traits that vary and can be measured.

Explanation:

According to the psychometric approach to intelligence, intelligence is made up of traits that vary and can be measured by mental tests.

Generally, the psychometric approach to intelligence involves the process of studying individual differences between humans by using mental test batteries that are reliable enough in a large numbers of specimens under controlled conditions.

The principle of humanity states . . . Group of answer choices it is never permissible to kill an innocent human being. always treat a human being as an end in itself, never as a mere means. act only on maxims that can be applied to all of humanity all human beings, even those who lack rationality and autonomy, are equally valuable.

Answers

Answer:

always treat a human being as an end in itself, never as a mere means

Explanation:

According to Kant, people should act in away that they treat humanity never as a mere means (a way of achieving something) but as an end itself. this means that all of mankind should be treated equally at all times while trying to reduce suffering and saving lives, and that it is important for all of mankind to be respected. Kant by this principle is saying that everyone should be rational in treating each other and themselves.

What are historical periods?

Answers

an era of history having some distinctive feature

When Emily walked into her biology class, she was surprised to see a quiz waiting for her on her desk. She was not prepared for the quiz and was worried when she saw it. In this scenario, Emily is likely to experience the _____ stage of the general adaptation syndrome. Group of answer choices

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Answer:

Alarm

Explanation:

there are 3 stages to General Adaptation Syndrome: stage 1- alarm, stage 2- resistance and stage 3- exhaustion

Person who answers the question correctly will get 11pts

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Answer:

D. The king needed the consent of Parliament in order to tax people.

[tex]hope \: this \: helps[/tex]

[tex]good \: luck[/tex]

Crosscutting typically:__________.
a) creates a less restricted knowledge of narrative events than other types of editing do.
b) demands a great deal of matching on action.
c) provides a greater degree of continuity than shot/reverse shot does.
d) creates a more restricted knowledge of narrative events than other types of editing do.

Answers

Answer:

a) creates a less restricted knowledge of narrative events than other types of editing do.

Explanation:

Option A is the correct answer. Cross cutting provides and creates more knowledge of the narrative events than the other types of editing. It creates less restricted knowledge on narrative events. It gives more information about the scene presented.

Cross cutting is a video editing technique which is used to portray actions that are taking place at the same time and even in the same place.

Based on this map, which of the following countries would you expect to have the least opportunity for citizen political participation?

A. Canada
B. Mexico
C. Egypt
D. Italy

Answers

Answer:

Hey there!

I would expect Egypt to have the least opportunity for citizen political participation, because it costs money to participate, and isn't free.

Let me know if this helps :)

Answer:

C. Egypt

Explanation:

First, let's examine the diagram.

The map is titled courts and civil liberties. There is a key provided. Green means free, yellow means partly free, and blue means not free.

There are four countries labeled, Canada, Mexico, Egypt, and Italy.

Locate each country on the map. Pay attention to the colors of the country.

Canada: green (free)

Mexico: yellow (partly free)

Egypt: blue (not free)

Italy: green (free)

Egypt is blue. Therefore, they do not have free courts and civil liberties. Due to this fact, we can assume they don't have many opportunities for citizens to participate in the government.

The best choice is C. Egypt

According to Branch Rickey, the most important characteristics he needed in the first African-American baseball player included each of the elements below except Group of answer choices the ability to turn the other cheek, due to predicted treatment and harassment. the ability to fight back with courage, determination, and skill whenever someone challenged the right of a black man to play baseball for the Brooklyn Dodgers. good character and moral judgment in his personal life. gracious and professional demeanor when speaking to the public and reporters.

Answers

Answer:

he ability to fight back with courage, determination, and skill whenever someone challenged the right of a black man to play baseball for the Brooklyn Dodgers.

Explanation:

Branch Rickey was a baseball executive known for his groundbreaking 1945 decision to bring Jackie Robinson into the major leagues, thereby breaking the color barrier. Branch Rickey signed Jackie Robinson for this.

In 1945, baseball policies separating black and white players changed forever when Brooklyn Dodgers general manager Branch Rickey signed a contract with Jackie Robinson that would bring him into the major leagues. Jackie Robinson was an excellent athlete.

The Pew Research Center for Religious Studies shows that in the United States there has been an increase in the percentage of people indicating no religious affiliation. This move away from religious values and institutions is called ______.

Answers

Answer:

Secularization

Explanation:

Secularization is a new movement in term of religion that shows no religious affiliation by typically moving away from religious values, form and institutions; it is term as a cultural transition where traditional religious values or ideology are gradually replaced with nonreligious values by losing it once social and cultural significance which came by as a result of social change.

The Pew Research Center for Religious Studies shows that even though the United States might be considered a State that lends towards religious angles in the last century and majorly to some degree might be classified as having  Christians than any other country in the world, or any other religious caucus has dropped drastically in recent years which was shrunk approximately by other forms of religious expression and religiously unaffiliated.

The Pew Research Center for Religious Studies shows that there has been an increase in the percentage of people indicating no religious affiliation in the United States.

How does efficiency affect society?

Answers

Answer:

Through the matter of efficiency, businesses and organizations have developed ways to make life more convenient for consumers. From fast-food restaurants to online classes, life is much easier than it was 50 years ago. Through efficiency people can have what they want, when they want, and the quickest way possible.

Hopes this helps! ∪ω∪

Answer:

Through efficiency people can have whatever they want, when they want it.

Explanation:

Through the matter of efficiency, businesses and organizations have developed ways to make life more convenient for consumers. Life today is much easier than how it was over 70 years ago.

Which instruction would be BAD advice for parents who want to encourage their child to respond to his or her wrongdoings with guilt rather than shame? Group of answer choices Criticize the child for his or her actions. Teach the child to understand the consequences of his or her actions for others. Communicate love and respect for the child. Emphasize the badness of the behavior rather than of the child.

Answers

Answer:

Criticize the child for his or her actions.

Explanation:

Whenever there is a need to deal with a child, parents must first learn the basics of how to impart better lessons to children rather than just reprimanding them in an instant. Children are in the growth process, not only in the physical sense but also mentally. They are learning every day as they grow. So, they are taught in such a way that they do not form any fear in their minds and are open to life's challenges.

Whenever a child makes mistakes, the first and most important thing is not to beat the child or scold him of his mistakes. Suppose a parent carefully approaches the child and tell him about the consequences of his actions, why he should not do so and so, and also tell him why he shouldn't act in such a manner as it hurts others, talking to him calmly and trying to make him understand more sensibly, then maybe the child will be open to the opinion. In that case, this is a better and more productive approach than directly scolding or even beating the child. Physical acts of punishment only lead to more resentment on the part of the child and can also lead to refusal to listen to anything their parents say. But if the wrongs are approached sensibly and calmly, and explained to him to make him understand the repercussions of his actions, then the child is more likely to give it a thought and understand what was said.

Thus, parents must refrain from criticizing their child if they want to encourage him/ her to respond to the wrongs with guilt rather than shame.

Angie’s mother allows her to schedule her own study and relaxation times, with the expectation that Angie must continue doing well in school and must discuss her activities with her mother ahead of time. Her mother checks on Angie’s school progress frequently and talks with Angie about her social life and problems. Angie’s mother is showing an approach we call:

Answers

Answer:Some broken statues from a Berlin museum were reassembled like jigsaw puzzles. Consider an assembled jigsaw puzzle that is shaped like a rectangle. It is 27 inches long and 20 inches wide. If the puzzle has 1,000 pieces, what is the average area per piece?

Explanation:Some broken statues from a Berlin museum were reassembled like jigsaw puzzles. Consider an assembled jigsaw puzzle that is shaped like a rectangle. It is 27 inches long and 20 inches wide. If the puzzle has 1,000 pieces, what is the average area per piece?

1. A political-economic system that generally includes an authoritarian government:______.2. An economy that depends on strong entrepreneurship and capital investment by individuals:_______. 3. A centrally planned economy:_______.4. A system where prices and wages are set by supply and demand:______.

Answers

Answer:

1. Communism

2. Capitalism

3. Socialism

4. Capitalism

Explanation:

Given the definitions, the correct answers are the following:

1. A political-economic system that generally includes an authoritarian government: COMMUNISM

2. An economy that depends on strong entrepreneurship and capital investment by individuals: CAPITALISM

3. A centrally planned economy: SOCIALISM

4. A system where prices and wages are set by supply and demand: CAPITALISM.

Answer:

1. communism

2. capitalism

3. socialism

4. capitalism

Explanation:

I just did it.

Professor Sanders wants to study how constant distractions during an exam affect student performance. She randomly assigns her students to different classrooms where the experimental group will receive a predetermined number of distractions while taking an exam. In this study, the independent variable is the ________ and the dependent variable is the ________.

Answers

Answer:

distractions, student performance

Explanation:

Student performance is caused by the distractions. The distractions are causing the student performance.

So the distractions are independent (not caused)

and the student performance is dependent (caused)

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Which is a similarity between alcohol fermentation and aerobic respiration? A group of students is arranging squares into layers to create a project. The first layer has 4 squares. The second layer has 8 squares. Which formula represents an arithmetic explicit formula to determine the number of squares in each layer? You are in charge of paying claims submitted by providers. You notice a certain diagnostic provider ("Doe Diagnostics") requested a substantial payment for a large number of members. Many of these claims are for a certain procedure. You review the same type of procedure for other diagnostic providers and realize Doe Diagnostics' claims far exceed any other provider you reviewed. What should you do? Jessica:Farewell, good Launcelot.Alack, what heinous sin is it in meTo be ashamed to be my fathers daughterWhat was the purpose of Launcelots visit? Where does the scene take place? Who was he going to serve? Many tube feeding complications can be prevented by selecting the formula and feeding route wisely, preparing the formula correctly, and delivering it appropriately.a. Trueb. False Cmo podras utilizar el sistema de posicionamiento global para proponer recorridos alternativos para llegar a un lugar especfico (centro educativo, supermercado, el hogar, el parque, entre otros)? Suppose f(x)=2x2+4x10 . Compute the following: In ABC, and mABC = 90. D and E are the midpoints of and , respectively. If the length of is 9 units, the length of is units and mCAB is . Which values of x are point(s) of discontinuity for this function? Function x = 4 x = 2 x = 0 x = 2 x = 4 Find the length of the arc. A. 187/12 ft B. 16/3 ft C. 49/6 ft D. 343/12 ft a red sea urchin grown its entire life, which can last 200 years. An urchin at age 30 has a diameter of 11.9 cm, while an urchin at age 110 has a diameter of 15.5 cm What is the average rate of change over this given period Select the correct answer.Which personality trait best fits the description?Lupe estudia mucho y toma cursos avanzados en matemticas y literatura.A.tmidaB.amablec. estudiosaD.artstica Functions of the large intestine include Select one: A. most of the chemical breakdown of food. B. absorption of bile salts. C. secretion of vitamins. D. reabsorption of water and compaction of feces. E. production of gas to move waste toward the rectum. 2. Most office supplies are purchased through aO mediator.O seller.O vendor.O retailer. Your camera owners manual has information on the functions and locations of the parts of your camera. True or False how gravity plays a role in the parts of the water cycle shown in this model. What is the value of m in the equation 1/2m - 3/4n = 16, when n = 8? I'll GIVE BRAINLIEST: In a redox reaction, CO is changed to CO2. How many electrons must be lost or gained by C and why? Examine the statement. A scientific theory can become a scientific law, but a scientific law cannot become a scientific theory. If the statement is true, select True. If it is false, select the option that is true 1.) True 2.) A scientific theory can become a scientific law, and a scientific law can become a scientific theory. 3.) A scientific law can become a scientific theory, but a scientific theory cannot become a scientific law. 4.) A scientific theory cannot become a scientific law, and a scientific law cannot become a scientific theory. The winning times (in seconds) in a speed-skating event for men can be represented by the formula T = 46.97 - 0.099x, where x represents the year, with x = 0 corresponding to 1920. (For example in 1992, x would be 1992 - 1920 = 72.) According to the formula, what was the winning time in 1997? Round to the nearest hundredth. * 1 point 40.34 sec 39.35 sec 3609.07 sec 41.33 sec